Sophisticated Investor


I declare that I am a self-certified sophisticated investor for the purposes of the Financial Services and Markets Act (Financial Promotion) Order 2005.
I understand that this means:
a. I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;
b. the content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;
c. by signing this statement I may lose significant rights;
d. I may have no right to complain to either of the following—
i. the Financial Conduct Authority; or
ii. the Financial Ombudsman Scheme;
e. I may have no right to seek compensation from the Financial Services Compensation Scheme.
I am a self-certified sophisticated investor because at least one of the following applies—
a. I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;
b. I have made more than one investment in an unlisted company in the two years prior to the date below;
c. I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;
d. I am currently, or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £1 million.
I accept that I can lose my property and other assets from making investment decisions based on financial promotions.
I am aware that it is open to me to seek advice from someone who specialises in advising on investments.

Leave this empty:

Signature Certificate
Document name: Sophisticated Investor
Unique Document ID: 50f52b0555d04b3be0b9bdd4bd34446d9fd4eab7
Timestamp Audit
January 14, 2020 3:56 pm BSTSophisticated Investor Uploaded by Claire Gerrard - Claireg@premierepicture.com IP 81.139.120.234